DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ballew Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Devin Hamilton | Ballew Advisors Inc independent RIA | Nuveen Asset Management, LLC mixed wealth | RIA to RIA | Jul 7, 2020 | Oct 30, 2020 (115 d) |
| Marcus Chadale Kincaid | Ballew Advisors Inc other | Voya Financial Partners, LLC other | Other | Mar 9, 2006 | Mar 21, 2006 |
Page 1 of 1
2 moves match.