DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Haussmann Financial Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Trudy Diane HaussmannHaussmann Financial Inc. no RAUMLPL Financial LLC BD affiliatedOtherApr 28, 2025Feb 3, 2025
Jason Aaron SimardHaussmann Financial Inc. no RAUMLPL Financial LLC BD affiliatedOtherApr 28, 2025Feb 3, 2025
Patrick Miller DanlyHaussmann Financial Inc. no RAUMLPL Financial LLC BD affiliatedOtherApr 28, 2025Feb 3, 2025
Madison Grace AndersonHaussmann Financial Inc. no RAUMLPL Financial LLC BD affiliatedOtherApr 28, 2025Feb 3, 2025
John Patrick DunphyHaussmann Financial Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 17, 2025Jan 6, 2025
Kiho ChoiHaussmann Financial Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 17, 2025Jan 6, 2025
Dominica L HendersonHaussmann Financial Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 17, 2025Jan 16, 2025
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7 moves match.