DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Further Lane Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Fred Ivan Goldberg | Further Lane Asset Management, LLC other | Juniper Capital Management LLC state registered | Other | Feb 27, 2014 | Jan 17, 2014 |
| Stuart Conley | Further Lane Asset Management, LLC other | B. Riley Wealth Advisors, Inc. BD affiliated | Other | Feb 25, 2014 | Oct 21, 2021 (2795 d) |
| Harvey I Spira | Further Lane Asset Management, LLC other | B. Riley Wealth Advisors, Inc. other | Other | Dec 26, 2013 | Dec 24, 2013 |
| Marc Lowlicht | Further Lane Asset Management, LLC other | B. Riley Wealth Advisors, Inc. BD affiliated | Other | Dec 4, 2013 | Jun 23, 2021 (2758 d) |
| Keith C. Applegate | Further Lane Asset Management, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 7, 2013 | Jun 17, 2014 (314 d) |
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5 moves match.