DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Strasbaugh Financial Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jennifer Dayle GraffStrasbaugh Financial Advisory, Inc. independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIAMay 15, 2018May 14, 2018
Susan Hodges StrasbaughStrasbaugh Financial Advisory, Inc. independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIAMay 14, 2018May 14, 2018
Alyssum Renee Hodges MaloneStrasbaugh Financial Advisory, Inc. independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIAMay 14, 2018May 14, 2018
Jamie Lynn SlaughterStrasbaugh Financial Advisory, Inc. independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIAMay 14, 2018May 14, 2018
Brian Curtis KinneyStrasbaugh Financial Advisory, Inc. otherThree Points Financial, Inc. independent RIAOtherNov 30, 2015Mar 8, 2016 (99 d)
Stephen Paul WeatherbyStrasbaugh Financial Advisory, Inc. otherBullock Capital Alliance, Inc. state registeredOtherNov 4, 2008Jan 7, 2010 (429 d)
Mary Reid AlpersStrasbaugh Financial Advisory, Inc. otherThree Points Financial, Inc. independent RIAOtherAug 5, 2004Jan 7, 2005 (155 d)
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7 moves match.