DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Sterling Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Shuster | The Sterling Group independent RIA | Shuster Advisory Group, LLC other | Other | Aug 31, 2020 | Jan 29, 2015 |
| Michael Patrick Hatch | The Sterling Group independent RIA | Sterling Financial Group, Inc. no RAUM | RIA to a newly registered adviser | Apr 29, 2019 | Apr 29, 2019 |
| Ana Teper | The Sterling Group other | Equitable Advisors, LLC national BD | Other | Aug 8, 2016 | Jul 20, 2020 (1442 d) |
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3 moves match.