DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from National Penn Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David William Gotwals | National Penn Capital Advisors other | Financial Telesis, Inc. other | Other | Sep 2, 2014 | Jun 6, 2011 |
| Ronald Jack Joyce | National Penn Capital Advisors other | Financial Telesis, Inc. other | Other | Sep 2, 2014 | Jun 6, 2011 |
| Eric Vaughn Landes | National Penn Capital Advisors other | Financial Telesis, Inc. other | Other | Sep 2, 2014 | Jun 8, 2011 |
| Paul Joseph Mccolgan | National Penn Capital Advisors other | Financial Telesis, Inc. other | Other | Aug 20, 2014 | Jun 6, 2011 |
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4 moves match.