DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Third Street Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sheila Marie BakerThird Street Advisors, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2024Feb 5, 2024
Kevin John SnowThird Street Advisors, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2024Sep 1, 2023
Jason Chris HohensteinThird Street Advisors, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2024Sep 1, 2023
Nicholas Paul SnowThird Street Advisors, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2024Sep 1, 2023
Matthew John AlexanderThird Street Advisors, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2024Sep 1, 2023
Constance Michelle WalshThird Street Advisors, LLC otherLaurel Wealth Advisors, Inc. otherOtherNov 17, 2016Sep 30, 2016
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6 moves match.