DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bondwave Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Gerard Carr | Bondwave Advisors no RAUM | Ameriprise Financial Services, LLC national BD | Other | Nov 15, 2011 | Oct 20, 2025 (5088 d) |
| Eric Rhodes Maisel | Bondwave Advisors no RAUM | First Trust Advisors LP other | Other | Mar 15, 2011 | Mar 16, 2011 |
| Joseph Roy Hargrove | Bondwave Advisors no RAUM | Charles Schwab & Co., Inc. national BD | Other | Oct 6, 2009 | Mar 22, 2011 (532 d) |
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3 moves match.