DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cornerstone Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Winston Alan MeyerCornerstone Advisors independent RIACarlson Financial independent RIARIA to RIAMay 14, 2021Sep 21, 2021 (130 d)
Lawrence Joseph HesseCornerstone Advisors independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 23, 2019Jan 29, 2019
Korwin D. WallCornerstone Advisors otherKdwallstreet Investment Advisor LLC state registeredOtherOct 5, 2006Oct 3, 2006
James Russell LordCornerstone Advisors otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherApr 13, 2005Mar 2, 2005
Peter Elliott LetchCornerstone Advisors otherChief Advisors Corp state registeredOtherJul 30, 2004Feb 15, 2005 (200 d)
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5 moves match.