DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Gni Capital Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Philip Hamilton Brice | Gni Capital Inc. mixed wealth | Fintrust Capital Advisors, LLC other | Other | Mar 25, 2019 | Mar 23, 2018 |
| Allen Ray Gillespie | Gni Capital Inc. mixed wealth | Fintrust Investment Advisory Services, LLC other | Other | Mar 25, 2019 | Sep 17, 2009 |
| Charles Louis Norton | Gni Capital Inc. other | USA Mutuals Advisors, Inc. other | Other | Jul 25, 2011 | Oct 3, 2005 |
| Patricia L Smith | Gni Capital Inc. other | Fintrust Investment Advisory Services, LLC other | Other | Apr 7, 2009 | Apr 13, 2009 |
| Philip Hamilton Brice | Gni Capital Inc. other | Fintrust Investment Advisory Services, LLC other | Other | Mar 12, 2009 | Mar 16, 2009 |
Page 1 of 1
5 moves match.