DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Karn, Couzens & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Alan Karn | Karn, Couzens & Associates, Inc. independent RIA | Osaic Wealth, Inc. other | Other | May 12, 2022 | Oct 27, 1993 |
| Daniel John Kearney | Karn, Couzens & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2022 | May 9, 2022 |
| Jeffrey Paul Couzens | Karn, Couzens & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2022 | May 10, 2022 |
| James E Couzens | Karn, Couzens & Associates, Inc. independent RIA | Osaic Wealth, Inc. other | Other | May 12, 2022 | Oct 27, 1993 |
| Alexis Ruth Karn | Karn, Couzens & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2022 | May 9, 2022 |
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5 moves match.