DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hilton Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Vincent Carroll | Hilton Capital Management, LLC mixed wealth | Principal Asset Management other | Other | Apr 30, 2026 | Jun 23, 2026 (54 d) |
| Hugh S Ansty | Hilton Capital Management, LLC mixed wealth | Northern Trust Investments, Incorporated asset manager | Other | Nov 14, 2024 | Jun 25, 2024 |
| Katherine Jeanette Cathcart | Hilton Capital Management, LLC mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2022 | Apr 25, 2023 (284 d) |
Page 1 of 1
3 moves match.