DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avl/Wealthcare, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kimberly Ray Marmalich | Avl/Wealthcare, LLC no RAUM | Stratos Wealth Partners, Ltd BD affiliated | Other | Dec 31, 2023 | Jan 2, 2024 |
| Thomas Connaughton Schmidt | Avl/Wealthcare, LLC independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Nov 22, 2022 | Nov 28, 2022 |
| Germaine G Weldon | Avl/Wealthcare, LLC independent RIA | Inspired Financial Planners state registered | RIA to a state-registered adviser | Jan 28, 2019 | Sep 19, 2019 (234 d) |
| Patricia Ann Kollath | Avl/Wealthcare, LLC other | LPL Financial LLC independent RIA | Other | Feb 14, 2018 | Jun 25, 2018 (131 d) |
| Allen Gould Regan | Avl/Wealthcare, LLC other | Cogent Strategic Wealth LLC other | Other | Dec 17, 2015 | Jan 5, 2016 |
| Allen Gould Regan | Avl/Wealthcare, LLC other | Buckingham Strategic Wealth, LLC other | Other | Jun 24, 2013 | Jul 17, 2013 |
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6 moves match.