DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Clearwater Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Jared Peterson | Clearwater Advisors, LLC other | LPL Financial LLC BD affiliated | Other | Feb 16, 2021 | Oct 12, 2023 (968 d) |
| Philip James Bartlett | Clearwater Advisors, LLC other | RBC Capital Markets, LLC national BD | Other | Jun 20, 2018 | Jul 25, 2018 (35 d) |
| Joshua Lee Hoisington | Clearwater Advisors, LLC other | LPL Financial LLC other | Other | Mar 28, 2014 | Mar 26, 2014 |
| Erik Van Jensen | Clearwater Advisors, LLC other | The Caprock Group, LLC other | Other | Jan 14, 2011 | Jan 14, 2011 |
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4 moves match.