DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Freegulliver, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Walton BartonFreegulliver, LLC independent RIARidge Road Wealth Management, LLC no RAUMRIA to a newly registered adviserSep 4, 2026Sep 4, 2026
Eric Michael DerocheFreegulliver, LLC independent RIARidge Road Wealth Management, LLC no RAUMRIA to a newly registered adviserSep 4, 2026Sep 4, 2026
Maxwell Marc ZwainFreegulliver, LLC mixed wealthFarther independent RIARIA to RIANov 20, 2025Nov 21, 2025
Scott David MaddenFreegulliver, LLC otherRice, Voelker, LLC state registeredOtherJun 12, 2014Jul 24, 2025 (4060 d)
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4 moves match.