DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Brophy Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dominic Michael Caputo | Brophy Wealth Management, LLC other | LPL Financial LLC BD affiliated | Other | Oct 31, 2006 | May 16, 2024 (6407 d) |
| Karen Peterson Pearl | Brophy Wealth Management, LLC other | Eastern Point Advisors Inc. unclassified | Other | Mar 24, 2004 | Mar 22, 2004 |
Page 1 of 1
2 moves match.