DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Focus Capital Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Louis Valpey | Focus Capital Wealth Management, Inc. other | Valpey Financial Services LLC other | Other | Jul 1, 2010 | Aug 2, 2010 (32 d) |
| Steven Joseph Stanganelli | Focus Capital Wealth Management, Inc. other | Quest Financial Services, Inc. unclassified | Other | Dec 8, 2009 | Dec 23, 2009 |
| Robert Richard Cordeau | Focus Capital Wealth Management, Inc. other | The Harbor Group, Inc. other | Other | Apr 1, 2005 | May 2, 2006 (396 d) |
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3 moves match.