DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Herbein Wealth Management, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chiara Ann Renninger | Herbein Wealth Management, L.L.C. other | Buckingham Strategic Wealth, LLC other | Other | Nov 16, 2016 | Jul 19, 2016 |
| Scott Allen Worley | Herbein Wealth Management, L.L.C. other | Buckingham Strategic Wealth, LLC other | Other | Nov 16, 2016 | Jul 19, 2016 |
| Michael Joseph Rowley | Herbein Wealth Management, L.L.C. other | Buckingham Strategic Wealth, LLC other | Other | Nov 16, 2016 | Oct 26, 2016 |
| Robert F. Firely | Herbein Wealth Management, L.L.C. other | Buckingham Strategic Wealth, LLC other | Other | Nov 16, 2016 | Nov 3, 2016 |
| Brad Matthew Brisan | Herbein Wealth Management, L.L.C. other | Buckingham Strategic Wealth, LLC other | Other | Nov 16, 2016 | Jul 19, 2016 |
| Matthew Robert Spezialetti | Herbein Wealth Management, L.L.C. other | Buckingham Strategic Wealth, LLC other | Other | Nov 16, 2016 | Jul 19, 2016 |
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6 moves match.