DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tricapital Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cynthia Laine Reninger | Tricapital Wealth Management, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2024 | Sep 4, 2024 |
| Matthew Gregory Jelnicky | Tricapital Wealth Management, Inc. independent RIA | Cetera Advisor Networks LLC other | Other | Mar 30, 2006 | Mar 30, 2006 |
| Carl David Hedstrom | Tricapital Wealth Management, Inc. independent RIA | Carroll Financial Associates Inc other | Other | Dec 31, 2004 | Jan 5, 2005 |
| James Carl Hedstrom | Tricapital Wealth Management, Inc. independent RIA | Carroll Financial Associates Inc other | Other | Dec 31, 2004 | Jan 5, 2005 |
Page 1 of 1
4 moves match.