DFX Intelligence
Advisor moves
Departures from Rosenberg Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sherri Lynn Goss | Rosenberg Financial Group, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2021 | Aug 20, 2019 |
| Hugh Randall Goss | Rosenberg Financial Group, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2021 | Aug 23, 2019 |
| Amy Maley | Rosenberg Financial Group, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 28, 2006 | Apr 19, 2005 |
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3 moves match.