DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Km&M Pinnacle, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sheri Annis Baker | Km&M Pinnacle, Ltd. state registered | Expand Financial, LLC institutional | Other | Jul 22, 2019 | Jun 8, 2010 |
| Joshua Michael Hartzler | Km&M Pinnacle, Ltd. state registered | Expand Financial, LLC institutional | Other | Mar 9, 2012 | Jun 8, 2010 |
| Angelo Manzo | Km&M Pinnacle, Ltd. state registered | Expand Financial, LLC institutional | Other | Jun 18, 2010 | Jun 8, 2010 |
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3 moves match.