DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Magis Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Sloan Karlin | Magis Financial Partners mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2021 | Mar 21, 2024 (1108 d) |
| Steven Michael Zimmerman | Magis Financial Partners mixed wealth | Investors Capital Advisory other | Other | Mar 9, 2021 | Dec 11, 2008 |
| Sean P Ryan | Magis Financial Partners mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2021 | Mar 21, 2024 (1108 d) |
| Jack Cavin Holland | Magis Financial Partners other | Investors Capital Advisory other | Other | Jul 7, 2009 | Dec 11, 2008 |
| Christopher Joseph Ledell | Magis Financial Partners other | Lincoln Financial Distributors, Inc. unclassified | Other | Oct 5, 2007 | Oct 23, 2007 |
| Matthew Cappelletti | Magis Financial Partners other | LPL Financial LLC BD affiliated | Other | Feb 3, 2005 | Aug 17, 2023 (6769 d) |
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6 moves match.