DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mallard Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul S. Baumbach | Mallard Advisors, LLC other | Mallard Financial Partners Inc other | Other | Dec 31, 2013 | Jun 10, 2014 (161 d) |
| Susan Elizabeth Lehnerd | Mallard Advisors, LLC other | Mallard Financial Partners Inc other | Other | Dec 31, 2013 | Jun 11, 2014 (162 d) |
Page 1 of 1
2 moves match.