DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kassouf Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hampe Farmer | Kassouf Wealth Advisors, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2023 | Apr 17, 2024 (134 d) |
| Kathryn V Davis | Kassouf Wealth Advisors, LLC independent RIA | Pelican Investment Advisors, LLC no RAUM | RIA to a newly registered adviser | May 17, 2021 | May 17, 2021 |
| Jerry D Callahan | Kassouf Wealth Advisors, LLC independent RIA | Tabula Rasa, LLC no RAUM | RIA to a newly registered adviser | Jul 10, 2018 | Aug 17, 2018 (38 d) |
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3 moves match.