DFX Intelligence
Advisor moves
Departures from Capital Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Gary Grassl | Capital Financial, LLC mixed wealth | Legg Mason Wood Walker, Incorporated unclassified | Other | Feb 3, 2004 | Jan 6, 2004 |
Page 1 of 1
1 moves match.