DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wmbc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Scott Coles | Wmbc independent RIA | Farther independent RIA | RIA to RIA | Mar 22, 2025 | Dec 20, 2024 |
| Mickey Mitsuo Payne | Wmbc independent RIA | Advisors On Call state registered | RIA to a state-registered adviser | Mar 22, 2025 | Sep 8, 2025 (170 d) |
| David Sheldon Coles | Wmbc independent RIA | Farther independent RIA | RIA to RIA | Mar 22, 2025 | Dec 19, 2024 |
| Kenneth Francis Galanis | Wmbc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2024 | Mar 4, 2024 |
| Aran Garis Sahagun | Wmbc other | LPL Financial LLC other | Other | Apr 25, 2017 | Apr 4, 2017 |
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5 moves match.