DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from St. James Investment Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Michael Wildern | St. James Investment Company, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2019 | Mar 18, 2020 (78 d) |
| Brian Christopher Mark | St. James Investment Company, LLC other | Liberty St. James unclassified | Other | Nov 1, 2016 | Mar 29, 2005 |
| Craig Lawrence Caudle | St. James Investment Company, LLC other | View Capital Ria, LP other | Other | Oct 2, 2014 | Oct 2, 2014 |
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3 moves match.