DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ancora Private Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Joseph Kale | Ancora Private Wealth Advisors, LLC independent RIA | Sws Partners, LLC independent RIA | RIA to RIA | Apr 16, 2023 | Feb 3, 2026 (1024 d) |
| Jacob C. Burnett | Ancora Private Wealth Advisors, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Mar 21, 2023 | Mar 30, 2023 |
| Matthew Eric Gordillo | Ancora Private Wealth Advisors, LLC independent RIA | First Allied Advisory Services, Inc. other | Other | Sep 13, 2021 | Jul 2, 2012 |
| Molly Bernet Balunek | Ancora Private Wealth Advisors, LLC other | Laurel Tree Advisors, LLC unclassified | Other | Aug 2, 2013 | Sep 5, 2013 (34 d) |
| Kenneth Paul Butze | Ancora Private Wealth Advisors, LLC other | Integrity First Planners, Inc. state registered | Other | Apr 16, 2013 | Apr 16, 2013 |
| Glenn Scott Searles | Ancora Private Wealth Advisors, LLC other | First Allied Advisory Services, Inc. other | Other | Oct 31, 2012 | Jul 2, 2012 |
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6 moves match.