DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Perspective Financial Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Patrick Mccann | Perspective Financial Services LLC independent RIA | Thrivent Advisor Network, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Mar 1, 2023 |
| James Joseph Mailliard | Perspective Financial Services LLC independent RIA | Thrivent Advisor Network, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Mar 1, 2023 |
| Patrick Buck Ming Eng | Perspective Financial Services LLC independent RIA | Thrivent Advisor Network, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Mar 1, 2023 |
| Michael Amado Larriva | Perspective Financial Services LLC independent RIA | Thrivent Advisor Network, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Mar 21, 2023 |
| Guadalupe Arambula Camargo | Perspective Financial Services LLC independent RIA | Thrivent Advisor Network, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Mar 1, 2023 |
| Jacob Alexander Cavaleri | Perspective Financial Services LLC independent RIA | Thrivent Advisor Network, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Mar 21, 2023 |
| David Davodi | Perspective Financial Services LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2019 | Jun 4, 2019 (151 d) |
| John Northmore Sturtevant | Perspective Financial Services LLC other | Greenberg Financial Group other | Other | Mar 3, 2016 | Apr 14, 2016 (42 d) |
| Robert Joseph Burger | Perspective Financial Services LLC other | Murphy Capital Advisors, LLC unclassified | Other | Mar 7, 2012 | Sep 16, 2011 |
Page 1 of 1
9 moves match.