DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Compass Planning Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dawn Torres-Gale | Compass Planning Associates, Inc. independent RIA | Plancorp, LLC independent RIA | RIA to RIA | Dec 4, 2023 | Jun 13, 2024 (192 d) |
| Sarah M Stamp | Compass Planning Associates, Inc. independent RIA | Diversified Asset Management, Inc. other | Other | Oct 29, 2008 | Aug 24, 2010 (664 d) |
| Lauren Gadkowski Lindsay | Compass Planning Associates, Inc. independent RIA | Personal Financial Advisors, LLC other | Other | Feb 24, 2006 | Dec 12, 2012 (2483 d) |
Page 1 of 1
3 moves match.