DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Freedman Financial Associates, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marc Stuart FreedmanFreedman Financial Associates, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMay 27, 2022Apr 25, 2022
Marion Blatsos GilmanFreedman Financial Associates, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMay 27, 2022Apr 25, 2022
Christian Michael KarcherFreedman Financial Associates, Inc. independent RIALPL Financial LLC independent RIARIA to RIAMay 27, 2022Apr 25, 2022
Dawnmarie CorneauFreedman Financial Associates, Inc. otherLPL Financial LLC otherOtherNov 19, 2008Jul 17, 2006
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4 moves match.