DFX Intelligence
Advisor moves
Departures from Financial Focus Asset Management,Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jerome Sullivan | Financial Focus Asset Management,Inc. state registered | Td Private Client Wealth LLC BD affiliated | Other | Aug 30, 2021 | Sep 8, 2021 |
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