DFX Intelligence
RIA Intelligence
Advisor moves
Departures from New England Schooner, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Michael Grogan | New England Schooner, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2023 | Apr 5, 2023 |
| John Joseph Morgan | New England Schooner, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2020 | Apr 28, 2020 |
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2 moves match.