| James Andrew Bailey | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| Lewis Michael Kayes | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| Craig Matthew Wezenski | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| Christopher Jason Brown | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| Jeffrey Brian Hibbeler | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| Pete Trontis | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| Kaye Haverstock Tahiliani | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| Karen Lynn Boschert | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| Peter James Hunt | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| David Clayton Poudrier | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| Sean Kayes | Willingdon Wealth Management LLC independent RIA | Exencial Wealth Advisors independent RIA | RIA to RIA | Jul 10, 2020 | Jun 9, 2020 |
| Matthew Joseph Haddad | Willingdon Wealth Management LLC independent RIA | Dakota Wealth, LLC independent RIA | RIA to RIA | May 27, 2020 | Jul 19, 2020 (53 d) |
| Brian Summers Jones | Willingdon Wealth Management LLC other | Providence Capital Advisors, LLC no RAUM | Other | Feb 5, 2015 | Feb 2, 2015 |
| Thomas Michael Searson | Willingdon Wealth Management LLC other | Providence Capital Advisors, LLC no RAUM | Other | Feb 5, 2015 | Feb 2, 2015 |