DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Louis Barajas & Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louis (Nmn) Barajas | Louis Barajas & Associates other | Legacy Pcg, LLC independent RIA | Other | Dec 31, 2019 | Oct 3, 2019 |
| Fernando Sanchez | Louis Barajas & Associates other | Aspiriant, LLC independent RIA | Other | Mar 29, 2019 | Apr 17, 2025 (2211 d) |
| Aaron Octavio Munoz | Louis Barajas & Associates other | Cerda Wealth Management unclassified | Other | Apr 29, 2013 | May 1, 2013 |
| Hilberto Cerda | Louis Barajas & Associates other | Cerda Wealth Management unclassified | Other | Apr 29, 2013 | Feb 4, 2013 |
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4 moves match.