DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Structured Asset Investors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lisa Anne SegnerStructured Asset Investors, LLC otherNuveen Asset Management, LLC otherOtherOct 8, 2013May 27, 2016 (962 d)
Ryan Rand TingeyStructured Asset Investors, LLC otherNorth Capital otherOtherOct 3, 2013Sep 5, 2014 (337 d)
Robert Charles DaumStructured Asset Investors, LLC otherDeutsche Bank Securities Inc. otherOtherApr 4, 2012Apr 10, 2013 (371 d)
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3 moves match.