DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ncu Investment Solutions
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew William Sweet | Ncu Investment Solutions independent RIA | Axis Wealth Partners, LLC independent RIA | RIA to RIA | Jan 16, 2025 | Jan 17, 2025 |
| Marc Robert Bastien | Ncu Investment Solutions independent RIA | Axis Wealth Partners, LLC independent RIA | RIA to RIA | Dec 16, 2024 | Dec 23, 2024 |
| Robert Nicholas Auclair | Ncu Investment Solutions independent RIA | Balanced Wealth Management, LLC. independent RIA | RIA to RIA | Apr 2, 2015 | Feb 9, 2015 |
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3 moves match.