DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Applied Financial Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Clark OconnorApplied Financial Planning, Inc. state registeredLPL Financial LLC otherOtherDec 31, 2022Sep 11, 1998
Marcelo Daniel BernardoApplied Financial Planning, Inc. state registeredCwm, LLC BD affiliatedOtherNov 3, 2020Oct 19, 2020
Sean Christopher WalkerApplied Financial Planning, Inc. state registeredCwm, LLC BD affiliatedOtherNov 3, 2020Oct 19, 2020
Andrea Jane GrahamApplied Financial Planning, Inc. state registeredCwm, LLC BD affiliatedOtherNov 3, 2020Oct 19, 2020
Thomas Robert GraffeoApplied Financial Planning, Inc. state registeredDove Investment Research And Management, Inc. independent RIAOtherJul 6, 2016Jan 15, 2020 (1288 d)
Matthew Scott ConnerApplied Financial Planning, Inc. state registeredFinancial Management Network Inc otherOtherNov 13, 2008Oct 16, 2008
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6 moves match.