DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Newport Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Glenn Eichler | Newport Wealth Advisors, Inc. independent RIA | Centaurus Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 29, 2024 | Dec 21, 2022 |
| Skyler Cooper Forrest Stokes | Newport Wealth Advisors, Inc. independent RIA | Brookstone Wealth Advisors, LLC independent RIA | RIA to RIA | Mar 27, 2019 | Apr 29, 2019 (33 d) |
| Brent Robert Broaddus | Newport Wealth Advisors, Inc. independent RIA | Win Team Advisory Services other | Other | Oct 7, 2009 | Sep 9, 2009 |
| Susan Kim Broaddus | Newport Wealth Advisors, Inc. independent RIA | Td Ameritrade, Inc. no RAUM | RIA to a newly registered adviser | Dec 31, 2008 | Apr 1, 2009 (91 d) |
Page 1 of 1
4 moves match.