DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carl M. Hennig, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Debra Lynn Allison-Aasby | Carl M. Hennig, Inc. state registered | Great Lakes Financial Strategies, LLC state registered | Other | Oct 24, 2022 | Oct 21, 2022 |
| Jonathan Adam Dudzinski | Carl M. Hennig, Inc. state registered | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Jul 12, 2019 | Jul 15, 2019 |
| William Nathan Morrison | Carl M. Hennig, Inc. state registered | Rooted Planning Group independent RIA | Other | Nov 28, 2018 | Apr 18, 2019 (141 d) |
Page 1 of 1
3 moves match.