DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Empirical Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jack Donald Monteith | Empirical Wealth Management, LLC other | Directional Financial Services unclassified | Other | Jan 2, 2013 | Apr 13, 2007 |
| Kenneth Robert Smith | Empirical Wealth Management, LLC other | Directional Financial Services unclassified | Other | Dec 31, 2010 | Apr 13, 2007 |
| Michael Scott Van Sant | Empirical Wealth Management, LLC other | Directional Financial Services unclassified | Other | Nov 19, 2010 | Apr 4, 2008 |
| Ethan Andrew Broga | Empirical Wealth Management, LLC other | Directional Financial Services unclassified | Other | Nov 19, 2010 | Apr 13, 2007 |
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4 moves match.