DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Campbell Williams, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Liliane K. Bwakira | Campbell Williams, Inc. state registered | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 22, 2016 | Jun 20, 2017 (180 d) |
| Meredith Lynn Farber | Campbell Williams, Inc. state registered | UBS Financial Services Inc. wirehouse | Other | Aug 3, 2016 | Nov 18, 2016 (107 d) |
| Alexandre Martins Santos | Campbell Williams, Inc. state registered | Citigroup Global Markets Inc. other | Other | Dec 15, 2008 | Sep 17, 2007 |
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3 moves match.