DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Worthpointe

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Erastus YoungWorthpointe independent RIAPax Financial Group independent RIARIA to RIAApr 30, 2026Apr 23, 2026
Matt Gregg AddingtonWorthpointe independent RIAConstitution Wealth LLC no RAUMOtherMar 27, 2026May 6, 2022
Kermit JohnsWorthpointe independent RIAHilltop Securities Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 22, 2023Jan 20, 2023
Kenneth A CorlettWorthpointe otherCorlett Financial, Inc. state registeredOtherSep 14, 2017Sep 15, 2017
Qing SelbyWorthpointe otherRelyon Financial Advisors, LLC state registeredOtherJun 4, 2015Aug 13, 2015 (70 d)
Scott Alan LeonardWorthpointe otherTrovena, LLC. otherOtherAug 21, 2013Jan 6, 2012
Eric Seiji ToyaWorthpointe otherTrovena, LLC. otherOtherAug 21, 2013Jan 6, 2012
Thomas Woodward HulickWorthpointe otherHolly Street Wealth Advisors no RAUMOtherMay 1, 2013Apr 24, 2013
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8 moves match.