DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Spectrum Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Edmund Hatfield | Spectrum Wealth Management, LLC state registered | Family Freedom Wealth Management, LLC state registered | Other | May 9, 2025 | Nov 19, 2024 |
| Thomas Edmund Hatfield | Spectrum Wealth Management, LLC state registered | Family Freedom Wealth Management, LLC state registered | Other | Mar 31, 2025 | Nov 20, 2024 |
| Darrell Samuel Montgomery | Spectrum Wealth Management, LLC state registered | Quantify Wealth Solutions LLC unclassified | Other | Aug 10, 2016 | May 11, 2016 |
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3 moves match.