DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Baron Financial Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Joseph Scheibner | Baron Financial Group LLC independent RIA | Supportive Financial, LLC state registered | RIA to a state-registered adviser | Mar 26, 2024 | Mar 19, 2024 |
| James Donovan Shagawat | Baron Financial Group LLC other | Shagawat Financial Advisors, LLC Dba Windfall Wealth Advisors unclassified | Other | Mar 27, 2017 | May 10, 2017 (44 d) |
| Laura Mattia | Baron Financial Group LLC other | A New Approach Financial Planning unclassified | Other | Dec 22, 2015 | Feb 9, 2016 (49 d) |
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3 moves match.