DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Legacy Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas James Roman | Legacy Investment Advisors, LLC state registered | Gamma Asset Management LLC other | Other | Nov 1, 2021 | Feb 2, 2022 (93 d) |
| Harvey Richard Dekrafft | Legacy Investment Advisors, LLC state registered | Atlantic Equity Research, LLC unclassified | Other | Dec 31, 2020 | Feb 2, 2016 |
| Harvey Richard Dekrafft | Legacy Investment Advisors, LLC state registered | Atlantic Equity Research, LLC unclassified | Other | Dec 31, 2015 | Jun 3, 2015 |
| Donald Alan Ballai | Legacy Investment Advisors, LLC state registered | South Lane Wealth Management LLC state registered | Other | May 20, 2013 | May 21, 2013 |
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4 moves match.