DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Paradigm Consulting, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laurie Ann SchoenParadigm Consulting, Inc. institutionalD'Arcangelo Financial Group, LLC otherOtherMar 25, 2024Apr 25, 2014
Amy Louise MielnickiParadigm Consulting, Inc. institutionalD'Arcangelo Financial Group, LLC otherOtherMar 25, 2024Apr 25, 2014
Sarah Anne MilitanoParadigm Consulting, Inc. institutionalOsaic Wealth, Inc. BD affiliatedOtherNov 10, 2022Dec 17, 2019
Gary Grant CasabParadigm Consulting, Inc. mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 6, 2020Aug 3, 2021 (454 d)
Janice Powers WilliamsParadigm Consulting, Inc. independent RIACadaret Grant & Co Inc BD affiliatedRIA to affiliated broker-dealer or bankApr 29, 2019Apr 23, 2019
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5 moves match.