DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Efg Capital Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ruy De Barros Maciel | Efg Capital Advisors LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 6, 2014 | May 29, 2015 (204 d) |
| Charles Jefferson May | Efg Capital Advisors LLC other | Efg Private Wealth Management (Americas) Corp. other | Other | Oct 29, 2014 | Mar 24, 2014 |
| Haydee Chachamovits | Efg Capital Advisors LLC other | UBS Financial Services Inc. wirehouse | Other | Jan 8, 2013 | Mar 20, 2023 (3723 d) |
| Hans Anton Abate | Efg Capital Advisors LLC other | Efg Private Wealth Management (Americas) Corp. other | Other | Aug 23, 2012 | Aug 23, 2012 |
| Francisco Jose Soler | Efg Capital Advisors LLC other | Efg Private Wealth Management (Americas) Corp. other | Other | Aug 23, 2012 | Aug 23, 2012 |
| Ronny Spiewak | Efg Capital Advisors LLC other | Brainvest Wealth Management LLC independent RIA | Other | Oct 18, 2010 | Oct 30, 2017 (2569 d) |
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6 moves match.