DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Foundations Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Wayne Shamburger | Foundations Asset Management, LLC independent RIA | Cutler Investment Group independent RIA | RIA to RIA | Dec 31, 2021 | Apr 18, 2022 (108 d) |
| Alexander Otto Lund | Foundations Asset Management, LLC independent RIA | Cutler Investment Group mixed wealth | RIA to RIA | Dec 31, 2021 | Feb 24, 2022 (55 d) |
| Todd Cameron La Porte | Foundations Asset Management, LLC other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Mar 18, 2014 | Dec 1, 2021 (2815 d) |
| Eric O Lee | Foundations Asset Management, LLC other | Kms Financial Services, Inc other | Other | Apr 8, 2009 | May 7, 2009 |
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4 moves match.