DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Main Street Financial Solutions, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Robert Buchan | Main Street Financial Solutions, LLC independent RIA | Buckingham Strategic Wealth, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2019 | Apr 10, 2019 |
| Jeffrey Paul Wesnofske | Main Street Financial Solutions, LLC other | Clear Capital Management LP state registered | Other | Jul 31, 2014 | Aug 13, 2014 |
| Elizabeth M Bennett | Main Street Financial Solutions, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Oct 9, 2013 | Oct 17, 2013 |
| Tara Conti Bansal | Main Street Financial Solutions, LLC other | Glen Eagle Advisors, LLC other | Other | Jul 18, 2013 | Jul 23, 2013 |
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4 moves match.